(Closed) Request For Proposal – GPSNR-RFP-A02-028-Field Trials for HCSA Smallholders Toolkit and HCVN Nature Positive Farming programme for Natural Rubber Smallholders in Indonesia

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Introduction

GPSNR

The Global Platform for Sustainable Natural Rubber (GPSNR) is an international multi-stakeholder, voluntary membership initiative seeking to lead improvements in the socioeconomic and environmental performance of the natural rubber value chain. Development of GPSNR was initiated by the CEOs of the World Business Council for Sustainable Development (WBCSD) Tire Industry Project (TIP) in 2019. Members of the platform include tire manufacturers, rubber suppliers and processors, vehicle makers and NGOs. Representatives from each of these stakeholder groups have contributed to the development of the Singapore-based platform and the wide-reaching set of priorities that define GPSNR strategy and objectives.

As of October 2022, GPSNR has 157 smallholder members from 10 countries.

HCSA

Established in 2014, the HCSA sets the standard approach for implementing no deforestation commitments on the ground for any commercial crop grown in moist tropical forest landscapes (for example, of palm oil, wood pulp or cocoa). It is underpinned not only by a commitment to no deforestation, but also by a commitment to respect the rights and livelihoods of local people.

To this end, the HCSA has developed a Toolkit that provides practical guidance to help companies, local communities, and other stakeholders to agree on which lands should be used for commercial agriculture or forestry, what activities will take place on community lands, which areas of forests should be conserved, and how lands should be managed and monitored. 

HCVN

The Network is a member-based organization that promotes the High Conservation Value (HCV) Approach, a three-step methodology to identify and protect ecosystems, biodiversity, and the needs of local communities and indigenous groups where development takes place.

Over several years the HCV Network has developed smallholder adapted HCV procedures, tailored to certification schemes, including for RSPO, Better Cotton Initiative and Fairtrade. More recently, The HCV Network have developed Nature Positive Farming, a tool to scale up engagement with smallholder producers who are not certified, and support them transition towards no-conversion and HCV protection production.

Project Summary

GPSNR is working with a Partnerships for Forest (P4F) grant to create mechanisms and systems to support and sustain long-term participation of smallholder members on the platform.

Under the P4F grant, a collaborative effort between GPSNR and HCSA was proposed due to the timely development of the HCSA Smallholder Approach which required further trials towards the development of a global, cross commodity framework and practical guidance for smallholders. 

A joint Task Force comprising of GPSNR and HCSA members is seeking proposals to conduct field trials for the HCSA Smallholder Approach for natural rubber smallholders in Indonesia.

Depending on logistical and cost efficiencies proposed by bidders, the project could also include concurrent field trials for the High Conservation Value (HCVN) Nature Positive Farming programme for natural rubber smallholders.

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Proposals should include a timeline and budget for either project option:

Option 1

Field trials only for the HCSA Smallholder Approach

 Option 2

Concurrent field trials for the HCSA Smallholder Approach and the HCVN Nature Positive Farming Programme

Key Project Details

Smallholder farms utilise approximately 12% of global agricultural land and smallholder farms are estimated to support a population of more than 2 billion people directly and indirectly[1]. Smallholder farms therefore play a critical role in food security, poverty reduction and sustainable development for a very large proportion of rural populations, globally. This being said, it is also important to identify the role of smallholder farmers in sustainable commodities production and trade.  

HCSA Smallholder Approach

The HCSA Smallholder Approach is being developed with the aim to provide a framework and practical guidance for smallholder groups to identify and manage forests and other conservation values in their administrative areas. It is designed to provide simple, clear steps to formulate and implement an initial plan to manage these forests and other conservation values sustainably. The HCSA Smallholder Approach was developed and tested in the Indonesian context and for smallholder farmers that produce palm oil in mixed production landscapes, i.e., in combination with other commodities including rubber, agroforestry systems, home gardens, and that manage forest areas as part of shifting cultivation regimes
or as customary forests.

Upon Request:

The project Task Force will provide interested bidders with the HCS Smallholder Approach toolkit to allow bidders to build their proposals in line with the requirements put forth in this tender. 

HCVN Nature Positive Farming

The Nature Positive Farming programme is an early engagement programme for companies and landscape initiatives to support non-certified smallholder farmers protect High Conservation Values and natural ecosystems as part of responsible sourcing commitments.

It is built around facilitated, structured dialogue with smallholders and their communities. It aims for conservation and support agreements between smallholders and project partners, for maintaining and enhancing environmental and social conservation values on and around their farms. The first field trial was conducted with smallholder producer communities in the Siak Pelalawan Landscape, Riau, Indonesia.

Upon Request:

The project Task Force will provide interested bidders with the HCVN Nature Positive Farming toolkit to allow bidders to build their proposals in line with the requirements put forth in this tender.    

[1] Lowder et al. 2016; Goldman et al. 2016

Deliverables

Proposals should provide a timeline and plan that covers the four project phases set out below. 

Proposals should include a timeline and budget for either project option:

Option 1
Field trials only for the HCSA Smallholder Approach

Option 2
Concurrent field trials for the HCSA Smallholder Approach and the HCVN Nature Positive Farming Programme

 Phase 1: Project Preparations

a.   Dialogue with key Task Force members, including understanding GPSNR’s (in-development) risk assessment approach

b. Assessment and proposal of suitable field trial locations for natural rubber smallholders in the following regions in Indonesia:

a.    North Sumatra, and/or

b.    Jambi, and/or

c.    South Sumatra

d.    Bidders may also propose other regions with reasons and justifications

c.    Initial networking with key actors on-site in Indonesia

 Phase 2: Outreach and Training

a.    Develop training systems and materials for implementing actors for the HCSA (and HCVN) toolkits, including training sessions for field staff

b. Plan for actively involving locally embedded actors in pilot activities and engagement with smallholders

Phase 3: Field Trials

a.    Plan to implement 1-2 field trials for the HCSA (and HCVN) toolkits with natural rubber smallholders, communities, or cooperatives in the proposed locations of Jambi and/or South Sumatra

b.    Plan should include:

§ Target total number of smallholders or farms involved in the trials

§ Level of actor engaged (e.g., village; cooperatives; individual smallholders) engaged for the field trials

§ Targets such as gender, minority, and youth representation

§ Description of the proposed relevant Areas(s) of Interest (ideally village-level trials, but project is open to trials with independent smallholder cooperatives)

o  In case areas under control by cooperatives or individual farmers deviate (significantly) from official village administrative areas, an outlook on how this will be considered during field trials and post-trial review

§ Description of field trial methods including an outlook whether different methods are going to be tested during field trials (in relation to verification of maps, assessment of vegetation strata, land use zoning, etc.) 

Noting ideal requirements for smallholder representatives or community-leads: adequate level of reading and writing ability

 The consultants would be responsible as well for providing technical guidance to smallholders throughout the trials

Phase 4: Post-Trial Review

a.    Analyse strengths and weaknesses of each toolkit from the perspective of natural rubber smallholders

b.    Provide recommendations (e.g. contexts on when/how to use the tools, areas of toolkit improvement, how the toolkits support delivering on the GPSNR systems i.e. risk assessment, risk mitigation, assurance framework, reporting framework and shared responsibility mechanism)

c.    Contribute to developing a strategy to upscale pilot activities in the project areas, or to other project areas

  Intended project outputs and outcomes

Through the field trials, the Task Force aims to develop a strong understanding of the feasibility of the HCSA (and HCVN) toolkits for the following:

1. Mapping: Areas for development / conservation areas / mixed, multi-layered production areas, e.g., community use areas including shifting cultivation, agroforestry, home gardens, others as applicable 

2.    Conservation: Toolkit that can be passed on to GPSNR smallholder communities to
effectively map and manage areas for conservation; to understand their land and
land-use plans; showcase their commitment to no-deforestation

 3. Integration with GPSNR Risk-based Approach: Toolkits as a risk mitigation tool that GPSNR member companies can use to identify and address land-use risks, and to channel funding and other related commitments accordingly

i.     Analysing the extent to which the toolkits can be a mitigation tool for specific/multiple policy commitments in the GPSNR Policy Framework and
other systems 

 Submission Guidelines & Requirements

The following submission guidelines & requirements apply to this Request for
Proposal:

 1.  A detailed technical proposal must be provided. This technical proposal must provide an overview of the proposed methodology for the three Phases of the project. In addition, the technical proposal should provide a proposed schedule and milestones, as applicable. 

2.    A detailed price proposal must be provided. This price proposal should indicate the overall fixed price or expected price range for each Phase of the project, including daily rates and an estimated total number of days for each Phase of the project.   

 3.     Proposals will only be accepted from individuals or firms with experience relevant to this project. Examples of previous relevant work should be provided, as well as resumes of all key
personnel performing the work.

4.    Proposals must be signed by a representative that is authorised to commit the bidder’s company.

Project Timelines


The Request for Proposal timeline is as
follows:

Request for Proposal Issuance

31 October 2022

Proposal submitted by consultant to yeo.siyuan@gpsnr.org

28 November 2022

Selection of consultant /
Notification to Unsuccessful Bidders

5 December 2022

Completion of
Phase 1: Project Preparations

January 2022

Completion of
Phase 2: Outreach and Training

To be
proposed by the bidder

Completion of
Phase 3: Field Trials

To be
proposed by the bidder

Completion of
Phase 4: Post-Trials Review

To be
proposed by the bidder; latest May 2023.

 

The overall project should conclude no later than May 2023.

The above timeline may be further adjusted by GPSNR, or based on discussions with the
consultant and GPSNR’s ongoing key milestones.

Budget

The Platform is anticipating a total budget of up to 92,000 GBP for the project.

Payment terms shall be:

·      30% at the signing of the contract

·      10% upon completion of Phase 1: Project Preparations

·      10% upon completion of Phase 2: Outreach and Training

·      20% upon completion of Phase 3: Field Trials and Analysis

·      30% upon completion of the entire project

Evaluation Factors

GPSNR will rate proposals based on the following factors:

  1. Responsiveness to the requirements set forth in this RFP
  2. Methodology for completing all three Phases of the project
  3. Costs and expected timeline for all three Phases of the project
  4. Technical expertise/experience, including team composition, past performance/experience

When evaluating bids, GPSNR may request for more information as part of a full due diligence to understand bidders’ technical and commercial background, assess potential conflicts of interests and independence vis-à-vis natural rubber smallholders and the wider agricultural sector, and level of competence for the project.

GPSNR reserves the right to award to the bidder that presents the best value to GPSNR as determined solely by GPSNR in its absolute discretion.

Digital Guidelines and Considerations

The consultant should commit to follow the guidelines specified in the Principles for Digital Development.

The principles of data protection legislation must be taken into account when processing personal data:

  • The data must be processed lawfully (lawfulness)
  • Data must only be processed if this is required and reasonable (fairness).
  • The data must be processed transparently (transparency).
  • The data must be processed for defined (time-limited), clear and legitimate purposes (earmarking).
  • Only as much data as is required may be processed (data minimisation).
  • Accuracy and currency must be ensured (data accuracy).
  • The principle of integrity and confidentiality must be guaranteed through an appropriate level of protection (data security).

More To Explore

(Closed) Request For Proposal – GPSNR-RFP-A02-020-Smallholders Policy Equivalent

Updated 6 May 2022

Introduction

The Global Platform for Sustainable Natural Rubber (GPSNR) is an international multi-stakeholder, voluntary membership initiative seeking to lead improvements in the socioeconomic and environmental performance of the natural rubber value chain. Members of the platform include tire manufacturers, rubber producers and processors, vehicle makers, NGOs, and smallholder natural rubber producers. 

GPSNR is seeking to hire a consultant to develop the GPSNR Policy Equivalent for Smallholders, which will put forth commitments for economic, environmental, and social sustainability for GPSNR smallholder members.

Relevant Background

GPSNR Policy Framework for Member Companies

In September 2020, the GPSNR General Assembly endorsed the GPSNR Policy Framework for natural rubber production and sourcing for GPSNR ordinary member companies.

The GPSNR Policy Framework provides a framework for GPSNR member companies to align their natural rubber purchasing policies on all aspects of sustainability: economic, environmental, and social. Modelled around the Platform’s 12 Principles of Sustainable Natural Rubber, the GPSNR policy framework sets out eight overarching themes that include commitments to legal compliance, community livelihoods, healthy, functioning ecosystems (including no deforestation), and respecting all human rights.

In line with the GPSNR Policy Framework, the GPSNR Secretariat has prepared guidance on the Policy Evaluation Procedure to support members in aligning their corporate policies with the GPSNR Policy Framework.

GPSNR Smallholders Policy Equivalent for Smallholder Members

As of March 2022, GPSNR currently has 112 smallholder members across 10 countries: Brazil, Cambodia, Ghana, India, Indonesia, Ivory Coast, Myanmar, Sri Lanka, Thailand, and Vietnam.

While this represents a small percentage of the millions of smallholder producers globally, GPSNR is committed to developing the mechanisms, tools, and processes to support smallholders globally in adopting best practices for natural rubber production in terms of economic, environmental and social outcomes. 

To advance this, the Platform is developing the GPSNR Smallholders Policy Equivalent. GPSNR is seeking to hire a consultant to make recommendations on the objectives, content, function, and roadmap of this new document, the Smallholders Policy (or similar equivalent), relative to the needs, interests, and capacities of the Platform’s smallholder members.

The consultant is expected to collect relevant information via desktop study and information provided by the GPSNR Secretariat and the GPSNR Smallholders Policy Task Force.

The consultant would also be expected to conduct a number of stakeholder engagement sessions (e.g., interviews, focus group discussion; including but not necessarily limited to GPSNR smallholder members, and GPSNR NGO and private company members with direct interactions with smallholder, such as natural rubber processers) based on the criteria set out below. The GPSNR Secretariat will provide a preliminary list of contacts and the consultant will be expected to propose additional contacts to interview, with a particular focus on external schemes / platforms that engage with smallholders.

Regular contact and provision of updates to the Task Force together with the Secretariat will be required.

Further Context

To become a Smallholder Member of GPSNR, the following criteria must be met:

  1. The primary source of income for the smallholder is the farm (not only Natural Rubber)
  2. The Natural Rubber production unit size is not more than 50ha (although the farm may be larger)
  3. Profits from the farm accrue primarily to the owner of the farm and their family

Deliverables

Objectives, Content and Function of the Smallholders Policy Equivalent

The consultant should put forth recommendations covering the objectives, substantive content, function, and roadmap (e.g., propose normative documents to be developed later on) of the Smallholders Policy Equivalent, considering the responses of key stakeholders to the following questions:

  1. What are the objectives of the Policy Equivalent for GPSNR and GPSNR smallholder members?
  2. What are the sustainability commitments and standards put forth in the Policy Equivalent?
  3. How detailed should the commitments in the Policy Equivalent be? 
  4. How binding should the Policy Equivalent be for smallholder members (e.g., level of adoption requirements)?
  5. What would the Policy Equivalent entail or mean for smallholder members upon its completion and endorsement?
  6. What are the expected costs and benefits of implementing the Policy Equivalent for member and non-member smallholders?
  7. How would the content, form or function of the Policy Equivalent compare to existing equivalents (e.g., participatory guarantee systems) in other commodities (e.g., coffee, cocoa, palm oil etc.), if any? 
  8. Follow-up Questions: What mechanisms can GPSNR put in place to assist farmers in managing the costs of adhering to implementing sustainability best practices?

This should be conducted through a needs review comprising a representative set of stakeholders (smallholders, NGOs, processers, and producers). GPSNR will facilitate virtual access and engagement with GPSNR smallholder and company members where applicable and requested by the consultant.

This RFP is also not limited in scope to smallholders or stakeholders in any specific geographical region, given that the output is expected to be globally applicable.

Submission Guidelines & Requirements

The following submission guidelines & requirements apply to this Request for Proposal:

  1. Proposals will only be accepted from individuals or firms with experience relevant to this project.
  2. Examples of previous relevant work should be provided as well.
  3. A technical proposal must be provided that should be around 4 pages in length. This technical proposal must provide an overview of the proposed methodology as well as resumes of all key personnel performing the work. In addition, the technical proposal should provide a proposed schedule and milestones, as applicable.
  4. A price proposal must be provided that is not more than 1 page. This price proposal should indicate the overall fixed price for the project as well as daily rates and an estimated total number of days.
  5. Proposals must be signed by a representative that is authorized to commit bidder’s company.
  6. Proposals must be received prior to 10 June 2022 to be considered. Proposals should be submitted to yeo.siyuan@gpsnr.org for consideration. You may also reach out to this contact for any questions or clarifications.

Project Timelines

The Request for Proposal timeline is as follows:

Request for Proposal Issuance   6 May 2022
Proposal submitted by consultant to yeo.siyuan@gpsnr.org 10 June 2022
Selection of Consultant /
Notification to Unsuccessful Bidders
24 June 2022
Contract Award 1 July 2022
Work to commence no later than   8 July 2022
First Review August
2022
Second Review September 2022
Delivery of Recommendations to GPSNR End-September
2022

The above timeline is open to further adjustments based on discussions with the consultant and GPSNR’s ongoing key milestones.

Budget

The Platform is anticipating that a total budget of no more than 25,000 GBP. If the consultant deems that travel plans are required to execute this project, these should be included in the proposal (along with any additional budgetary requirements).

Payment terms shall be:

●       20% at the signing of the contract
●       30% at the midpoint date to be agreed upon and memorialized in the contract based on the submitted work plan
●       50% on delivery of the final report

Evaluation Factors

GPSNR will rate proposals based on the following factors:

  1. Costs and expected timeline
  2. Responsiveness to the requirements set forth in this RFP
  3. Methodology for developing the Policy Equivalent 
  4. Technical expertise/experience, including past performance/experience

GPSNR reserves the right to award to the bidder that presents the best value to GPSNR as determined solely by GPSNR in its absolute discretion.

Tender

Request for Proposal – Drafting of a Shared Responsibility Framework (GPSNR-RFP-A02-015)

INTRODUCTION AND BACKGROUND

The Global Platform for Sustainable Natural Rubber (GPSNR), is an international Multi-Stakeholder, voluntary membership initiative seeking to lead improvements in the socioeconomic and environmental performance of the natural rubber value chain. Development of the GPSNR was initiated by the CEOs of the World Business Council for Sustainable Development (WBCSD) Tire Industry Project (TIP) in 2019. Members of the platform include tire manufacturers, rubber suppliers and processors, vehicle makers and NGOs.  Representatives from each of these stakeholder groups have contributed to the development of the Singapore-based platform and the wide-reaching set of priorities that define GPSNR strategy and objectives.

Through a process led by the GPSNR Shared Responsibility Working Group the consulta should help the Platform draft a framework that defines shared responsibility among GPSNR members in the Natural Rubber supply chain supported by actionable solutions. All this work will be based on a problem and root case analysis exercise already validated by the Working Group.  

The consultant is expected to develop a cross walk to assess where there is overlap/alignment between the SR policy and other GPSNR policies including member commitments, but also the statues and future assurance model. In addition, the consultant should support the engagement with other working groups in the process of developing the framework so that alignment also occurs simultaneously.

The consultant will collect the information via desktop study and information provided by the Working Group/Secretariat. Regular contact and updating to the Shared Responsibility Working Group together with the Secretariat will be required.  It is estimated that there will be the need for at least one face to face meeting in the U.S. over the course of the project. Travel plans shall be made by the consultant.

Submission Guidelines & Requirements

The following submission guidelines & requirements apply to this Request for Proposal:

  1. Proposals will only be accepted from individuals or firms with experience relevant to this project.
  2. Examples of previous relevant work should be provided as well.
  3. A technical proposal must be provided that is not more than 4 pages. This technical proposal must provide an overview of the proposed solution as well as resumes of all key personnel performing the work. In addition, the technical proposal should provide a proposed schedule and milestones, as applicable.
  4. A price proposal must be provided that is not more than 1 pages. This price proposal should indicate the overall fixed price for the project as well as hourly rates and an estimated total number of days.
  5. Proposals must be signed by a representative that is authorized to commit bidder’s company.
  6. Proposals must be received prior to 2nd December 2021 to be considered. Proposals should be submitted to stefano.savi@gpsnr.org for consideration. GPSNR anticipates shortlisting at least two individuals or firms to have more in-depth discussions with, and will make an award to one of these “down-selected” individuals or firms.
Project Timelines
The Request for Proposal timeline is as follows:

RFP opens online

Wednesday, 24 November 2021

RFP closes

Monday, 6 December 2021

WG select consultant during WG meeting

Thursday, 9 December 2021 (Tentative)

First draft delivered by consultant and presented to WG members

Week of January 10th

Round of review and approval by WG before members consultation

Week of January 17th

Members Consultation

From January 24 to February 5

Framework update and responding to consultation, WG approves revisions

February 7 to February 12

Working Group to Draft resolution with consultant support and send to Executive Committee for approval

February 14 to February 16

Resolution approved by EC, and sent to members

Monday, 28 February 2022

General Assembly

End March/ early April 

Budget

The Platform is anticipating that a total budget of no more than 25,000 USD be allocated to this engagement with an additional amount available to support planned and approved travel. 

Payment terms shall be:

  • 20% at the signing of the contract
  • 30% at the midpoint date to be agreed upon and memorialized in the contract based on the submitted work plan
  • 50% on delivery of the final report

The allocation of the payment shall be based on the net amount after travel expenses are incurred and documented.

Evaluation Factors

GPSNR will rate proposals based on the following factors, with cost being the most important factor:

  1. Responsiveness to the requirements set forth in this Request for Proposal;
  2. Relevant past performance/experience;
  3. Samples of work;
  4. Cost, including an assessment of total cost of ownership;
  5. Technical expertise/experience of bidder and bidder’s staff;
  6. The ability to collect information at the global and local level.

GPSNR reserves the right to award to the bidder that presents the best value to GPSNR  as determined solely by GPSNR in its absolute discretion. 


Download RFP

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